Evaporator Heat Transfer: What Really Drives Efficiency
In the previous articles, we focused on cooling tower efficiency and how air flow, water flow, and the L/G ratio determine how effectively heat is rejected to the atmosphere.
Now we move inside the chiller.
This article focuses on the evaporator and condensers, specifically the flooded shell-and-tubes used in most large centrifugal chillers, and answers a fundamental question:
What actually makes an evaporator “efficient”?
Two Concepts That Are Often Confused
Before going further, we need to clearly separate two terms that are often used interchangeably—but should not be.
- Heat Exchanger Effectiveness
Heat exchanger effectiveness describes how much of the maximum possible heat transfer is actually achieved.
ε=Qactual/Qmax
- Dimensionless (a ratio)
- Purely thermodynamic
- Answers the question:
“How close did we get to ideal heat transfer?”
Effectiveness says nothing about electrical energy.
2. Heat Exchanger Efficiency (Practical / Plant Context)
In real chiller plants, when operators talk about “efficiency,” they usually mean:
How much cooling is produced for a given electrical input
Ultimately expressed as kW/ton.
A heat exchanger can be:
- Highly effective thermodynamically
- And still electrically inefficient if achieving that effectiveness increases compressor lift
This distinction is critical.
The Fundamental Heat Transfer Equation
At the heat exchanger, heat transfer is governed by:
Q=U⋅A⋅ΔTlm
Where:
- Q = heat transfer rate (cooling capacity)
- U = overall heat transfer coefficient
- A = heat transfer surface area (fixed by design)
- ΔTₗₘ = log mean temperature difference between refrigerant and water (driving force)
This equation allows us to understand leverage.
Decomposing U: Where Flow Actually Matters
The overall heat transfer coefficient is defined as:

Where:
- hw (water-side coefficient) → driven by water flow and turbulence
- hᵣ (refrigerant-side coefficient) → driven by boiling quality, oil presence, refrigerant distribution
- Rₜᵤᵦₑ → tube wall resistance (fixed)
- Rf → fouling resistance
Key Insight
For a new, clean flooded evaporator:
- Refrigerant-side boiling coefficients are already very high
- Tube resistance is fixed
- Fouling is minimal
This means:
Water flow affects only one term inside U—and with diminishing returns. We have already discussed the behavior of diminishing returns.
Relative Potency: What Actually Moves Q on a New Chiller
For a new evaporator/condenser, the relative influence on heat transfer looks approximately like this:
- ΔTₗₘ (temperature driving force): ~50% (Can be controlled)
- Refrigerant-side boiling quality: ~20–25% (Can not be controlled deteriorates over time if too much oil is introduced to the refrigerant circuit).
- Water flow / turbulence (hw): ~15–20% (Can be controlled)
- Tube wall & geometry: ~5–10% (Can not be controlled)
- Fouling: ~0–5% (initially) (Can not be controlled but can be monitored for triggering maintenance)
ΔTₗₘ is the single most powerful lever in the equation.
What ΔT Really Means in a Flooded Evaporator
In a flooded evaporator:
- Refrigerant is boiling at a nearly constant saturation temperature.
- For analysis, we can treat the refrigerant as a “fluid” at that saturation temperature or at saturation minus a few degrees to consider evaporation effect.
So the driving force is approximately:
ΔT ≈ Tentering water−Tevaporator saturation
Increasing this difference increases heat transfer linearly.
Controlled vs. Uncontrolled Variables
Let’s clearly mark what operators can influence.
Variables You Can Influence
- Chilled water/Condenser water flow rate→ affects turbulence → affects hw
- Chilled water/Condenser water temperature setpoint→ affects ΔT
A Critical Warning About “Artificial” ΔT
There are two ways to increase ΔT:
- Artificial (Electrically Costly)
- Lower chilled water setpoint
- Raise condenser water temperature
These actions:
- Reduce evaporator saturation temperature
- Increase condenser saturation temperature
This results in Increased compressor lift thus Increase kW/ton (more on article 6)
Thermodynamically valid but Electrically inefficient.
2. Physical (Correct)
Improve heat transfer on the water side by ensuring the highest possible chilled water return temperature on the evaporator or the coldest entering condenser water temperature that optimizes tower fans Kw vs compressor Kw.
- Maintain the highest refrigerant saturation temperature on the evaporator that still produces water at the temperature needed to satisfy the load. These preserve low compressor lift
- Maintain heat transfer effectiveness by regularly cleaning heat transfer surfaces and by maintaining a good water treatment program.
ΔT improvements must come from the water side—not from forcing the compressor to work harder.
What About Flow vs. ΔT?
Increasing chilled water flow:
- Improves U But with diminishing returns. If going from low flow to nominal flow then important gains could be made however once in nominal flow increasing it yields diminishing returns. Just like the cooling towers relationship between evaporation rate and fan speed.
- Typical gains in U are often 15–25%
Increasing ΔT:
- Directly multiplies Q
- Often produces 40–60% changes in heat transfer for the same exchanger
This is why:
ΔT is more potent than flow.
Why Fouling Changes Everything Over Time
Fouling inside evaporator or condenser increases the resistance term within the U factor and often becomes the dominant factor even outweighing the Delta T factor. Just like in a cooling tower where the maintenance status of the equipment – particularly nozzles and fill media – can have a significant effect on the levers that influence efficiency.
As fouling develops:
- Rf grows rapidly
- Becomes a dominant term in U
- Flow increases stop working
This is why maintenance eventually outweighs control strategy.
The Key Takeaway
A highly effective evaporator and/or condenser is not automatically an efficient chiller.
- Heat exchanger effectiveness tells you how well heat is transferred
- Chiller efficiency (kW/ton) tells you how much electrical energy was required to do it
Optimizing heat transfer without regard to compressor lift can make kW/ton worse—not better.
Written by SIMA Intelligent Buildings
Articles in this Series:
- Chiller Plant Efficiency Series – Introduction
- Pump Efficiency Is About Operating Point, Not Speed
- Chiller Plant Efficiency Series – Cooling Tower Efficiency Part 1
- Chiller Plant Efficiency Series – Cooling Tower Efficiency Part 2
- Chiller Plant Efficiency Series – Chiller Efficiency Part 1
- Chiller Plant Efficiency Series – Chiller Efficiency Part 2
- AI – The Limit of Optimization Potential